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So long as the issuer has never been a shell or has satisfactorily cured its shell status, you can apply to sell your shares under Rule 144 after you have held your shares for at least 6 months. Follow the steps outlined below.
- Complete this form.
- Request a legal opinion. We recommend working with issuer's retained legal counsel or otherwise one of these specialized attorneys.*
- Submit your paperwork to ClearTrust:
- Legend Removal Packet
- Opinion Letter
- Original Certificate (if any)
- We will contact you for payment.
For more information about legend removals, click here.
*Sometimes, issuers require that you only work with their retained counsel. Please ask us if you are not sure.