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So long as the issuer has never been a shell, you can apply to sell your shares under Rule 144 through a brokered transaction after you have held your shares for at least 12 months. Follow the steps outlined below.
- Contact your broker to arrange for a Rule 144 resale.
- Your broker will work with you to prepare the right paperwork and will submit your legend removal request directly to ClearTrust. This will include:
- Instruction letter
- Seller's representation letter
- Broker's representation letter
- Form 144
- Legal opinion
- Other supporting paperwork (if needed)
For more information about legend removal options, click here.